Excerpted from:
The Passion of the Western Mind:
Understanding the Ideas that Have Shaped Our World View
by Richard Tarnas
We may be seeing the beginnings of the reintegration
of our culture, a new possibility of the unity of consciousness. If
so, it will not be on the basis of any new orthodoxy, either religious
or scientific. Such a new integration will be based on the rejection
of all univocal understandings of reality, of all identifications of
one conception of reality with reality itself. It will recognize the
multiplicity of the human spirit, and the necessity to translate constantly
between different scientific and imaginative vocabularies. It will recognize
the human proclivity to fall comfortably into some single literal interpretation
of the world and therefore the necessity to be continuously open to
rebirth in a new heaven and a new earth. It will recognize that in both
scientific and religious culture all we have finally are symbols, but
that there is an enormous difference between the dead letter and the
living word.
Robert Bellah
Beyond Belief
EPILOGUE
In these final pages, I would like to present an interdisciplinary framework
that may help deepen our understanding of the extraordinary history just
recounted. I would also like to share with the reader a few concluding
reflections on where we, as a culture, may be headed. Let us begin with
a brief overview of the background to our present intellectual situation.
The Post-Copernican Double Bind
In a narrow sense, the Copernican revolution can be understood as simply
a specific paradigm shift in modern astronomy and cosmology, initiated
by Copernicus, established by Kepler and Galileo, and completed by Newton.
Yet the Copernican revolution can also be understood in a much wider and
more significant sense. For when Copernicus recognized that the Earth
was not the absolute fixed center of the universe, and, equally important,
when he recognized that the movement of the heavens could be explained
in terms of the movement of the observer, he brought forth what was perhaps
the pivotal insight of the modern mind. The Copernican shift of perspective
can be seen as a fundamental metaphor for the entire modern world view:
the profound deconstruction of the naive understanding, the critical recognition
that the apparent condition of the objective world was unconsciously determined
by the condition of the subject, the consequent liberation from the ancient
and medieval cosmic womb, the radical displacement of the human being
to a relative and peripheral position in a vast and impersonal universe,
the ensuing disenchantment of the natural world. In this broadest sense--as
an event that took place not only in astronomy and the sciences but in
philosophy and religion and in the collective human psyche--the Copernican
revolution can be seen as constituting the epochal shift of the
modern age. It was a primordial event, world-destroying and world-constituting.
In philosophy and epistemology, this larger Copernican revolution took
place in the dramatic series of intellectual advances that began with
Descartes and culminated in Kant. It has been said that Descartes and
Kant were both inevitable in the development of the modern mind, and I
believe this is correct. For it was Descartes who first fully grasped
and articulated the experience of the emerging autonomous modern self
as being fundamentally distinct and separate from an objective external
world that it seeks to understand and master. Descartes "woke up
in a Copernican universe" after Copernicus, humankind was on its
own in the universe, its cosmic place irrevocably relativized. Descartes
then drew out and expressed in philosophical terms the experiential consequence
of that new cosmological context, starting from a position of fundamental
doubt vis-a-vis the world, and ending in the cogito. In doing this,
he set into motion a train of philosophical events--leading from Locke
to Berkeley and Hume and culminating in Kant--that eventually produced
a great epistemological crisis. Descartes was in this sense the crucial
midpoint between Copernicus and Kant, between the Copernican revolution
in cosmology and the Copernican revolution in epistemology.
For if the human mind was in some sense fundamentally distinct and different
from the external world, and if the only reality that the human mind had
direct access to was its own experience, then the world apprehended by
the mind was ultimately only the mind's interpretation of the world. Human
knowledge of reality had to be forever incommensurate with its goal, for
there was no guarantee that the human mind could ever accurately mirror
a world with which its connection was so indirect and mediated. Instead,
everything that this mind could perceive and judge would be to some undefined
extent determined by its own character, its own subjective structures.
The mind could experience only phenomena, not things-in-themselves; appearances,
not an independent reality. In the modern universe, the human mind was
on its own.
Thus Kant, building on his empiricist predecessors, drew out the epistemological
consequences of the Cartesian cogito. Of course Kant himself set
forth cognitive principles, subjective structures, that he thought were
absolute--the a priori forms and categories--on the basis of the apparent
certainties of Newtonian physics. As time passed, however, what endured
from Kant was not the specifics of his solution but rather the profound
problem he articulated. For Kant had drawn attention to the crucial fact
that all human knowledge is interpretive. The human mind can claim no
direct mirrorlike knowledge of the objective world, for the object it
experiences has already been structured by the subject's own internal
organization. The human being knows not the world-in-itself but rather
the world-as-rendered-by-the-human-mind. Thus Descartes's ontological
schism was both made more absolute and superseded by Kant's epistemological
schism. The gap between subject and object could not be certifiably bridged.
From the Cartesian premise came the Kantian result.
In the subsequent evolution of the modern mind, each of these fundamental
shifts, which I am associating here symbolically with the figures of Copernicus,
Descartes, and Kant, has been sustained, extended, and pressed to its
extreme. Thus Copernicus's radical displacement of the human being from
the cosmic center was emphatically reinforced and intensified by Darwin's
relativization of the human being in the flux of evolution--no longer
divinely ordained, no longer absolute and secure, no longer the crown
of creation, the favored child of the universe, but rather just one more
ephemeral species. Placed in the vastly expanded cosmos of modern astronomy,
the human being now spins adrift, once the noble center of the cosmos,
now an insignificant inhabitant of a tiny planet revolving around an undistinguished
star--the familiar litany--at the edge of one galaxy among billions, in
an indifferent and ultimately hostile universe.
In the same way, Descartes's schism between the personal and conscious
human subject and the impersonal and unconscious material universe was
systematically ratified and augmented by the long procession of subsequent
scientific developments, from Newtonian physics all the way to contemporary
big-bang cosmology, black holes, quarks, W and Z particles, and grand
unified superforce theories. The world revealed by modern science has
been a world devoid of spiritual purpose, opaque, ruled by chance and
necessity, without intrinsic meaning. The human soul has not felt at home
in the modern cosmos: the soul can hold dear its poetry and its music,
its private metaphysics and religion, but these find no certain foundation
in the empirical universe.
And so too with the third of this trinity of modern alienation, the great
schism established by Kant--and here we see the pivot of the shift from
the modern to the postmodern. For Kant's recognition of the human mind's
subjective ordering of reality, and thus, finally, the relative and unrooted
nature of human knowledge, has been extended and deepened by a host of
subsequent developments, from anthropology, linguistics, sociology of
knowledge, and quantum physics to cognitive psychology, neurophysiology,
semiotics, and philosophy of science; from Marx, Nietzsche, Weber, and
Freud to Heisenberg, Wittgenstein, Kuhn, and Foucault. The consensus is
decisive: The world is in some essential sense a construct. Human knowledge
is radically interpretive. There are no perspective-independent facts.
Every act of perception and cognition is contingent, mediated, situated,
contextual, theory-soaked. Human language cannot establish its ground
in an independent reality. Meaning is rendered by the mind and cannot
be assumed to inhere in the object, in the world beyond the mind, for
that world can never be contacted without having already been saturated
by the mind's own nature. That world cannot even be justifiably postulated.
Radical uncertainty prevails, for in the end what one knows and experiences
is to an indeterminate extent a projection.
Thus the cosmological estrangement of modern consciousness initiated by
Copernicus and the ontological estrangement initiated by Descartes were
completed by the epistemological estrangement initiated by Kant: a threefold
mutually enforced prison of modern alienation.
I would like to point out here the striking resemblance between this state
of affairs and the condition that Gregory Bateson famously described as
the "double bind": the impossibly problematic situation in which
mutually contradictory demands eventually lead a person to become schizophrenic.
In Bateson's formulation, there were four basic premises necessary to
constitute a double bind situation between a child and a "schizophrenogenic"
mother: (1) The child's relationship to the mother is one of vital dependency,
thereby making it critical for the child to assess communications from
the mother accurately. (2) The child receives contradictory or incompatible
information from the mother at different levels, whereby, for example,
her explicit verbal communication is fundamentally denied by the "metacommunication,"
the nonverbal context in which the explicit message is conveyed (thus
the mother who says to her child with hostile eyes and a rigid body, "Darling,
you know I love you so much"). The two sets of signals cannot be
understood as coherent. (3) The child is not given any opportunity to
ask questions of the mother that would clarify the communication or resolve
the contradiction. And (4) the child cannot leave the field, i.e., the
relationship. In such circumstances, Bateson found, the child is forced
to distort his or her perception of both outer and inner realities, with
serious psychopathological consequences.
Now if we substitute in these four premises world for mother, and
human being for child, we have the modern double bind in a nutshell:
(1) The human being's relationship to the world is one of vital dependency,
thereby making it critical for the human being to assess the nature of
that world accurately. (2) The human mind receives contradictory or incompatible
information about its situation with respect to the world, whereby its
inner psychological and spiritual sense of things is incoherent with the
scientific metacommunication. (3) Epistemologically, the human mind cannot
achieve direct communication with the world. 4) Existentially the human
being cannot leave the field.
The differences between Bateson's psychiatric double bind and the modern
existential condition are more in degree than in kind: the modern condition
is an extraordinarily encompassing and fundamental double bind, made less
immediately conspicuous simply because it is so universal. We have the
post-Copernican dilemma of being a peripheral and insignificant inhabitant
of a vast cosmos, and the post-Cartesian dilemma of being a conscious,
purposeful, and personal subject confronting an unconscious, purposeless,
and impersonal universe, with these compounded by the post-Kantian dilemma
of there being no possible means by which the human subject can know the
universe in its essence. We are evolved from, embedded in, and defined
by a reality that is radically alien to our own, and moreover cannot ever
be directly contacted in cognition.
This double bind of modern consciousness has been recognized in one form
or another since at least Pascal: "I am terrified by the eternal
silence of these infinite spaces." Our psychological and spiritual
predispositions are absurdly at variance with the world revealed by our
scientific method. We seem to receive two messages from our existential
situation: on the one hand, strive, give oneself to the quest for meaning
and spiritual fulfillment; but on the other hand, know that the universe,
of whose substance we are derived, is entirely indifferent to that quest,
soulless in character, and nullifying in its effects. We are at once aroused
and crushed. For inexplicably, absurdly, the cosmos is inhuman, yet we
are not. The situation is profoundly unintelligible.
If we follow Bateson's diagnosis and apply it to the larger modern condition,
it should not be surprising what kinds of response the modern psyche has
made to this situation as it attempts to escape the double bind's inherent
contradictions. Either inner or outer realities tend to be distorted:
inner feelings are repressed and denied, as in apathy and psychic numbing,
or they are inflated in compensation, as in narcissism and egocentrism;
or the outer world is slavishly submitted to as the only reality, or it
is aggressively objectified and exploited. There is also the strategy
of flight, through various forms of escapism: compulsive economic consumption,
absorption in the mass media, faddism, cults, ideologies, nationalistic
fervor, alcoholism, drug addiction. When avoidance mechanisms cannot be
sustained, there is anxiety, paranoia, chronic hostility, a feeling of
helpless victimization, a tendency to suspect all meanings, an impulse
toward self-negation, a sense of purposelessness and absurdity, a feeling
of irresolvable inner contradiction, a fragmenting of consciousness. And
at the extreme, there are the full-blown psychopathological reactions
of the schizophrenic: self-destructive violence, delusional states, massive
amnesia, catatonia, automatism, mania, nihilism. The modern world knows
each of these reactions in various combinations and compromise formations,
and its social and political life is notoriously so determined.
Nor should it be surprising that twentieth-century philosophy finds itself
in the condition we now see. Of course modern philosophy has brought forth
some courageous intellectual responses to the post-Copernican situation,
but by and large the philosophy that has dominated our century and our
universities resembles nothing so much as a severe obsessive-compulsive
sitting on his bed repeatedly tying and untying his shoes because he never
quite gets it right--while in the meantime Socrates and Hegel and Aquinas
are already high up the mountain on their hike, breathing the bracing
alpine air, seeing new and unexpected vistas.
But there is one crucial way in which the modern situation is not
identical to the psychiatric double bind, and this is the fact that the
modern human being has not simply been a helpless child, but has actively
engaged the world and pursued a specific strategy and mode of activity--
a Promethean project of freeing itself from and controlling nature. The
modern mind has demanded a specific type of interpretation of the world:
its scientific method has required explanations of phenomena that are
concretely predictive, and therefore impersonal, mechanistic, structural.
To fulfill their purposes, these explanations of the universe have been
systematically "cleansed" of all spiritual and human qualities.
Of course we cannot be certain that the world is in fact what these explanations
suggest. We can be certain only that the world is to an indeterminate
extent susceptible to this way of interpretation. Kant's insight
is a sword that cuts two ways. Although on the one hand it appears to
place the world beyond the grasp of the human mind, on the other hand
it recognizes that the impersonal and soulless world of modern scientific
cognition is not necessarily the whole story. Rather, that world is the
only kind of story that for the past three centuries the Western mind
has considered intellectually justifiable. In Ernest Gellner's words,
"It was Kant's merit to see that this compulsion [for mechanistic
impersonal explanations] is in us, not in things." And "it was
Weber's to see that it is historically a specific kind of mind, not human
mind as such, that is subject to this compulsion."
Hence one crucial part of the modern double bind is not airtight. In the
case of Bateson's schizophrenogenic mother and child, the mother more
or less holds all the cards, for she unilaterally controls the communication.
But the lesson of Kant is that the locus of the communication problem--i.e.,
the problem of human knowledge of the world --must first be viewed as
centering in the human mind, not in the world as such. Therefore it is
theoretically possible that the human mind has more cards than it has
been playing. The pivot of the modern predicament is epistemological,
and it is here that we should look for an opening.
Knowledge and the Unconscious
When Nietzsche in the nineteenth century said there are no facts, only
interpretations, he was both summing up the legacy of eighteenth-century
critical philosophy and pointing toward the task and promise of twentieth-century
depth psychology. That an unconscious part of the psyche exerts decisive
influence over human perception, cognition, and behavior was an idea long
developing in Western thought, but it was Freud who effectively brought
it into the foreground of modern intellectual concern. Freud played a
fascinatingly multiple role in the unfolding of the greater Copernican
revolution. On the one hand, as he said in the famous passage at the end
of the eighteenth of his Introductory Lectures, psychoanalysis represented
the third wounding blow to man's naive pride and self-love, the first
being Copernicus's heliocentric theory, and the second being Darwin's
theory of evolution. For psychoanalysis revealed that not only is the
Earth not the center of the universe, and not only is man not the privileged
focus of creation, but even the human mind and ego, man's most precious
sense of being a conscious rational self, is only a recent and precarious
development out of the primordial id, and is by no means master of its
own house. With his epochal insight into the unconscious determinants
of human experience, Freud stood directly in the Copernican lineage of
modern thought that progressively relativized the status of the human
being. And again, like Copernicus and like Kant but on an altogether new
level, Freud brought the fundamental recognition that the apparent reality
of the objective world was being unconsciously determined by the condition
of the subject.
But Freud's insight too was a sword that cut both ways, and in a significant
sense Freud represented the crucial turning point in the modern trajectory.
For the discovery of the unconscious collapsed the old boundaries of interpretation.
As Descartes and the post-Cartesian British empiricists had noted, the
primary datum in human experience is ultimately human experience itself--not
the material world, and not sensory transforms of that world; and with
psychoanalysis was begun the systematic exploration of the seat of all
human experience and cognition, the human psyche. From Descartes to Locke,
Berkeley, and Hume, and then to Kant, the progress of modern epistemology
had depended on increasingly acute analyses of the role played by the
human mind in the act of cognition. With this background, and with the
further steps taken by Schopenhauer, Nietzsche, and others, the analytic
task established by Freud was in a sense ineluctable. The modern psychological
imperative, to recover the unconscious, precisely coincided with the modern
epistemological imperative--to discover the root principles of mental
organization.
But while it was Freud who penetrated the veil, it was Jung who grasped
the critical philosophical consequences of depth psychology's discoveries.
Partly this was because Jung was more epistemologically sophisticated
than Freud, having been steeped in Kant and critical philosophy from his
youth (even in the 1930s Jung was an informed reader of Karl Popper--which
comes as a surprise to many Jungians). Partly this was also because by
intellectual temperament Jung was less bound than Freud by nineteenth-century
scientism. But above all, Jung had the more profound experience to draw
upon, and could see the larger context within which depth psychology was
operating. As Joseph Campbell used to say, Freud was fishing while sitting
on a whale--he didn't realize what he had before him. But of course who
of us does, and we all depend on our successors to overleap our own limitations.
Thus it was Jung who recognized that critical philosophy was, as he put
it, "the mother of modern psychology." Kant was correct when
he saw that human experience was not atomistic, as Hume had thought, but
instead was permeated by a priori structures; yet Kant's formulation of
those structures, reflecting his complete belief in Newtonian physics,
was inevitably too narrow and simplistic. In a sense, just as Freud's
understanding of the mind had been limited by his Darwinian presuppositions,
so was Kant's understanding limited by his Newtonian presuppositions.
Jung, under the impact of far more powerful and extensive experiences
of the human psyche, both his own and others, pushed the Kantian and Freudian
perspectives all the way until he reached a kind of holy grail of the
inner quest: the discovery of the universal archetypes in all their power
and rich complexity as the fundamental determining structures of human
experience.
Freud had discovered Oedipus and Id and Superego and Eros and Thanatos;
he had recognized the instincts in essentially archetypal terms. But at
crucial junctures, his reductionist presuppositions drastically restricted
his vision. With Jung, however, the full symbolic multivalence of the
archetypes was disclosed, and the personal unconscious of Freud, which
comprised mainly repressed contents resulting from biographical traumas
and the ego's antipathy to the instincts, opened into a vast archetypally
patterned collective unconscious which was not so much the result of repression
as it was the primordial foundation of the psyche itself. With its progressively
unfolding disclosure of the unconscious, depth psychology radically redefined
the epistemological riddle that had first been posed by Kant--Freud doing
so narrowly and inadvertently as it were, and then Jung doing so on a
more comprehensive and self-aware level.
Yet what was the actual nature of these archetypes, what was this collective
unconscious, and how did any of this affect the modern scientific world
view? Although the Jungian archetypal perspective greatly enriched and
deepened the modern understanding of the psyche, in certain ways it too
could be seen as merely reinforcing the Kantian epistemological alienation.
As Jung repeatedly emphasized for many years in his loyal Kantian way,
the discovery of the archetypes was the result of the empirical investigation
of psychological phenomena and therefore had no necessary metaphysical
implications. The study of the mind rendered knowledge of the mind, not
of the world beyond the mind. Archetypes so conceived were psychological,
hence in a certain way subjective. Like Kant's a priori forms and categories,
they structured human experience without giving the human mind any direct
knowledge of reality beyond itself; they were inherited structures or
dispositions that preceded human experience and determined its character,
but they could not be said to transcend the human psyche. They were perhaps
only the most fundamental of the many distorting lenses that distanced
the human mind from genuine knowledge of the world. They were perhaps
only the deepest patterns of human projection.
But of course Jung's thought was extremely complex, and in the course
of his very long intellectually active life his conception of the archetypes
went through a significant evolution. The conventional and still most
widely known view of Jungian archetypes, just described, was based on
Jung's middle-period writings when his thought was still largely governed
by Cartesian-Kantian philosophical assumptions concerning the nature of
the psyche and its separation from the external world. In his later work,
however, and particularly in relation to his study of synchronicities,
Jung began to move toward a conception of archetypes as autonomous patterns
of meaning that appear to structure and inhere in both psyche and matter,
thereby in effect dissolving the modern subject-object dichotomy. Archetypes
in this view were more mysterious than a priori categories--more ambiguous
in their ontological status, less easily restricted to a specific dimension,
more like the original Platonic and Neoplatonic conception of archetypes.
Some aspects of this late-Jungian development have been pressed further,
brilliantly and controversially, by James Hillman and the school of archetypal
psychology, which has developed a "postmodern" Jungian perspective:
recognizing the primacy of the psyche and the imagination, and the irreducible
psychic reality and potency of the archetypes, but, unlike the late Jung,
largely avoiding metaphysical or theological statements in favor of a
full embrace of psyche in all its endless and rich ambiguity.
But the most epistemologically significant development in the recent history
of depth psychology, and indeed the most important advance in the field
as a whole since Freud and Jung themselves, has been the work of Stanislav
Grof, which over the past three decades has not only revolutionized psychodynamic
theory but also brought forth major implications for many other fields,
including philosophy. Many readers will already be familiar with Grof's
work, particularly in Europe and California, but for those who are not
I will give here a brief summary.6 Grof began as a psychoanalytic psychiatrist,
and the original background of his ideas was Freudian, not Jungian; yet
the unexpected upshot of his work was to ratify Jung's archetypal perspective
on a new level, and bring it into coherent synthesis with Freud's biological
and biographical perspective, though on a much deeper stratum of the psyche
than Freud had recognized.
The basis of Grof's discoveries was his observation of several thousand
psychoanalytic sessions, first in Prague and then in Maryland with the
National Institute of Mental Health, in which subjects used extremely
potent psychoactive substances, particularly LSD, and then later a variety
of powerful nondrug therapeutic methods, which served as catalysts of
unconscious processes. Grof found that subjects involved in these sessions
tended to undergo progressively deeper explorations of the unconscious,
in the course of which there consistently emerged a pivotal sequence of
experiences of great complexity and intensity. In the initial sessions,
subjects typically moved back through earlier and earlier biographical
experiences and traumas--the Oedipus complex, toilet training, nursing,
early infantile experiences--which were generally intelligible in terms
of Freudian psychoanalytic principles and appeared to represent something
like laboratory evidence for the basic correctness of Freud's theories.
But after reliving and integrating these various memory complexes, subjects
regularly tended to move further back into an extremely intense engagement
with the process of biological birth.
Although this process was experienced on a biological level in the most
explicit and detailed manner, it was informed by, or saturated by, a distinct
archetypal sequence of considerable numinous power. Subjects reported
that experiences at this level possessed an intensity and universality
that far surpassed what they had previously believed was the experiential
limit for an individual human being. These experiences occurred in a highly
variable order, and overlapped with each other in very complex ways, but
abstracting from this complexity Grof found visible a distinct sequence--which
moved from an initial condition of undifferentiated unity with the maternal
womb, to an experience of sudden fall and separation from that primal
organismic unity, to a highly charged life-and-death struggle with the
contracting uterus and the birth canal, and culminating in an experience
of complete annihilation. This was followed almost immediately by an experience
of sudden unexpected global liberation, which was typically perceived
not only as physical birth but also as spiritual rebirth, with the two
mysteriously intermixed.
I should mention here that I lived for over ten years at Esalen Institute
in Big Sur, California, where I was the director of programs, and in the
course of those years virtually every conceivable form of therapy and
personal transformation, great and small, came through Esalen. In terms
of therapeutic effectiveness, Grof's was by far the most powerful; there
was no comparison. Yet the price was dear--in a sense the price was absolute:
the reliving of one's birth was experienced in a context of profound existential
and spiritual crisis, with great physical agony, unbearable constriction
and pressure, extreme narrowing of mental horizons, a sense of hopeless
alienation and the ultimate meaninglessness of life, a feeling of going
irrevocably insane, and finally a shattering experiential encounter with
death--with losing everything, physically, psychologically, intellectually,
spiritually. Yet after integrating this long experiential sequence, subjects
regularly reported experiencing a dramatic expansion of horizons, a radical
change of perspective as to the nature of reality, a sense of sudden awakening,
a feeling of being fundamentally reconnected to the universe, all accompanied
by a profound sense of psychological healing and spiritual liberation.
Later in these sessions and in subsequent ones, subjects reported having
access to memories of prenatal intrauterine existence, which typically
emerged in association with archetypal experiences of paradise, mystical
union with nature or with the divine or with the Great Mother Goddess,
dissolution of the ego in ecstatic unity with the universe, absorption
into the transcendent One, and other forms of mystical unitive experience.
Freud called the intimations of this level of experience that he had observed
the "oceanic feeling," though for Freud this referred only as
far back as infant nursing experiences of unity with the mother at the
breast--a less profound version of the primal undifferentiated consciousness
of the intrauterine condition.
In terms of psychotherapy, Grof found that the deepest source of psychological
symptoms and distress reached back far past childhood traumas and biographical
events to the experience of birth itself, intimately interwoven with the
encounter with death. When successfully resolved, this experience tended
to result in a dramatic disappearance of long-standing psychopathological
problems, including conditions and symptoms that had proved entirely recalcitrant
to previous therapeutic programs. I should emphasize here that this "perinatal"
(surrounding birth) sequence of experiences typically took place on several
levels at once, but it virtually always had an intense somatic component.
The physical catharsis involved in reliving the birth trauma was extremely
powerful, and clearly suggested the reason for the relative ineffectiveness
of most psychoanalytic forms of therapy, which have been based largely
on verbal interaction and by comparison seem scarcely to scratch the surface.
The perinatal experiences that emerged in Grof's work were preverbal,
cellular, elemental. They took place only when the ego's usual capacity
for control had been overcome, either through the use of a catalytic psychoactive
substance or therapeutic technique, or through the spontaneous force of
the unconscious material.
Yet these experiences were also profoundly archetypal in character. Indeed,
the encounter with this perinatal sequence constantly brought home to
subjects a sense that nature itself, including the human body, was the
repository and vessel of the archetypal, that nature's processes were
archetypal processes--an insight that both Freud and Jung had approached
but from opposite directions. In a sense Grof's work gave a more explicit
biological ground to the Jungian archetypes, while giving a more explicit
archetypal ground to the Freudian instincts. The encounter with birth
and death in this sequence seemed to represent a kind of transduction
point between dimensions, a pivot that linked the biological and the archetypal,
the Freudian and the Jungian, the biographical and the collective, the
personal and the transpersonal, body and spirit. In retrospect, the evolution
of psychoanalysis can be seen as having gradually pressed the Freudian
biographical-biological perspective back to earlier and earlier periods
of individual life, until, reaching the encounter with birth itself, that
strategy culminated in a decisive negation of orthodox Freudian reductionism,
opening the psychoanalytic conception to a radically more complex and
expanded ontology of human experience. The result has been an understanding
of the psyche that, like the experience of the perinatal sequence itself,
is irreducibly multidimensional.
A host of implications from Grof's work could be discussed here--insights
concerning the roots of male sexism in the unconscious fear of female
birthing bodies; concerning the roots of the Oedipus complex in the far
more primal and fundamental struggle against the seemingly punitive uterine
contractions and constricting birth canal to regain union with the nourishing
maternal womb; concerning the therapeutic importance of the encounter
with death; concerning the roots of specific psychopathological conditions
such as depression, phobias, obsessive-compulsive neurosis, sexual disorders,
sadomasochism, mania, suicide, addiction, various psychotic conditions,
as well as collective psychological disorders such as the impulse toward
war and totalitarianism. One could discuss the superbly clarifying synthesis
Grof's work achieved in psychodynamic theory, bringing together not only
Freud and Jung but Reich, Rank, Adler, Ferenczi, Klein, Fairbairn, Winnicott,
Erikson, Maslow, Perls, Laing. My concern here, however, is not psychotherapeutic
but philosophical, and while this perinatal area constituted the crucial
threshold for therapeutic transformation, it also proved to be the pivotal
area for major philosophical and intellectual issues. Hence I will limit
this discussion to the specific consequences and implications that Grof's
work holds for our present epistemological situation.
In this context, certain crucial generalizations from the clinical evidence
are relevant:
First, the archetypal sequence that governed the perinatal phenomena from
womb through birth canal to birth was experienced above all as a powerful
dialectic--moving from an initial state of undifferentiated unity
to a problematic state of constriction, conflict, and contradiction, with
an accompanying sense of separation, duality, and alienation; and finally
moving through a stage of complete annihilation to an unexpected redemptive
liberation that both overcame and fulfilled the intervening alienated
state--restoring the initial unity but on a new level that preserved the
achievement of the whole trajectory.
Second, this archetypal dialectic was often experienced simultaneously
on both an individual level and, often more powerfully, a collective level,
so that the movement from primordial unity through alienation to liberating
resolution was experienced in terms of the evolution of an entire culture,
for example, or of humankind as a whole--the birth of Homo sapiens out
of nature no less than the birth of the individual child from the mother.
Here personal and transpersonal were equally present, inextricably fused,
so that ontogeny not only recapitulated phylogeny but in some sense opened
out into it.
And third, this archetypal dialectic was experienced or registered in
several dimensions--physical, psychological, intellectual, spiritual--often
more than one of these at a time, and sometimes all simultaneously in
complex combination. As Grof has emphasized, the clinical evidence suggests
not that this perinatal sequence should be seen as simply reducible to
the birth trauma; rather, it appears that the biological process of birth
is itself an expression of a larger underlying archetypal process that
can manifest in many dimensions. Thus:
- In physical terms, the perinatal sequence was experienced
as biological gestation and birth, moving from the symbiotic union
with the all-encompassing nourishing womb, through a gradual growth
of complexity and individuation within that matrix, to an encounter
with the contracting uterus, the birth canal, and finally delivery.
- In psychological terms, the experience was one of movement
from an initial condition of undifferentiated pre-egoic consciousness
to a state of increasing individuation and separation between self
and world, increasing existential alienation, and finally an experience
of ego death followed by psychological rebirth; this was often complexly
associated with the biographical experience of moving from the womb
of childhood through the labor of life and the contraction of aging
to the encounter with death.
- On the religious level, this experiential sequence took a
wide variety of forms, but especially frequent was the Judaeo-Christian
symbolic movement from the primordial Garden through the Fall, the
exile into separation from divinity, into the world of suffering and
mortality, followed by the redemptive crucifixion and resurrection,
bringing the reunion of the divine and the human. On an individual
level, the experience of this perinatal sequence closely resembled--indeed,
it appeared to be essentially identical to--the death-rebirth initiation
of the ancient mystery religions.
- Finally, on the philosophical level, the experience was comprehensible
in what might be called Neoplatonic-Hegelian-Nietzschean terms as
a dialectical evolution from an archetypally structured primordial
Unity, through an emanation into matter with increasing complexity,
multiplicity, and individuation, through a state of absolute alienation--the
death of God in both Hegel's and Nietzsche's senses--followed by a
dramatic Aufhebung, a synthesis and reunification with self-subsistent
Being that both annihilates and fulfills the individual trajectory.
This multileveled experiential sequence holds relevance for an extraordinary
range of important issues, but it is the epistemological implications
that are especially significant for our contemporary intellectual situation.
For from the perspective suggested by this evidence, the fundamental subject-object
dichotomy that has governed and defined modern consciousness--that has
constituted modern consciousness, that has been generally assumed
to be absolute, taken for granted as the basis for any "realistic"
perspective and experience of the world--appears to be rooted in a specific
archetypal condition associated with the unresolved trauma of human birth,
in which an original consciousness of undifferentiated organismic unity
with the mother, a participation mystique with nature, has been
outgrown, disrupted, and lost. Here, on both the individual and the collective
levels, can be seen the source of the profound dualism of the modern mind:
between man and nature, between mind and matter, between self and other,
between experience and reality--that pervading sense of a separate ego
irrevocably divided from the encompassing world. Here is the painful separation
from the timeless all-encompassing womb of nature, the development of
human self-consciousness, the loss of connection with the matrix of being,
the expulsion from the Garden, the entrance into time and history and
materiality, the disenchantment of the cosmos, the sense of total immersion
in an antithetical world of impersonal forces. Here is the experience
of the universe as ultimately indifferent, hostile, inscrutable. Here
is the compulsive striving to liberate oneself from nature's power, to
control and dominate the forces of nature, even to revenge oneself against
nature. Here is the primal fear of losing control and dominance, rooted
in the all-consuming awareness and fear of death--the inevitable accompaniment
of the individual ego's emergence out of the collective matrix. But above
all, here is the profound sense of ontological and epistemological separation
between self and world.
This fundamental sense of separation is then structured into the legitimated
interpretive principles of the modern mind. It was no accident that the
man who first systematically formulated the separate modern rational self,
Descartes, was also the man who first systematically formulated the mechanistic
cosmos for the Copernican revolution. The basic a priori categories and
premises of modern science, with its assumption of an independent external
world that must be investigated by an autonomous human reason, with its
insistence on impersonal mechanistic explanation, with its rejection of
spiritual qualities in the cosmos, its repudiation of any intrinsic meaning
or purpose in nature, its demand for a univocal, literal interpretation
of a world of hard facts--all of these ensure the construction of a disenchanted
and alienating world view. As Hillman has emphasized: "The evidence
we gather in support of a hypothesis and the rhetoric we use to argue
it are already part of the archetypal constellation we are in....The 'objective'
idea we find in the pattern of data is also the 'subjective' idea by means
of which we see the data."
From this perspective, the Cartesian-Kantian philosophical assumptions
that have governed the modern mind, and that have informed and impelled
the modern scientific achievement, reflect the dominance of a powerful
archetypal gestalt, an experiential template that selectively filters
and shapes human awareness in such a manner that reality is perceived
to be opaque, literal, objective, and alien. The Cartesian-Kantian paradigm
both expresses and ratifies a state of consciousness in which experience
of the unitive numinous depths of reality has been systematically extinguished,
leaving the world disenchanted and the human ego isolated. Such a world
view is, as it were, a kind of metaphysical and epistemological box, a
hermetically closed system that reflects the contracted enclosure of the
archetypal birth process. It is the elaborate articulation of a specific
archetypal domain within which human awareness is encompassed and confined
as if it existed inside a solipsistic bubble.
The great irony suggested here of course is that it is just when the modern
mind believes it has most fully purified itself from any anthropomorphic
projections, when it actively construes the world as unconscious, mechanistic,
and impersonal, it is just then that the world is most completely a selective
construct of the human mind. The human mind has abstracted from the whole
all conscious intelligence and purpose and meaning, and claimed these
exclusively for itself, and then projected onto the world a machine. As
Rupert Sheldrake has pointed out, this is the ultimate anthropomorphic
projection: a man-made machine, something not in fact ever found in nature.
From this perspective, it is the modern mind's own impersonal soullessness
that has been projected from within onto the world--or, to be more precise,
that has been projectively elicited from the world.
But it has been the fate and burden of depth psychology, that astonishingly
seminal tradition founded by Freud and Jung, to mediate the modern mind's
access to archetypal forces and realities that reconnect the individual
self with the world, dissolving the dualistic world view. Indeed, in retrospect
it would seem that it had to be depth psychology that would bring
forth awareness of these realities to the modern mind: if the realm of
the archetypal could not be recognized in the philosophy and religion
and science of the high culture, then it had to reemerge from the underworld
of the psyche. As L.L. Whyte has noted, the idea of the unconscious first
appeared and played an increasing role in Western intellectual history
almost immediately from the time of Descartes, beginning its slow ascent
to Freud. And when, at the start of the twentieth century, Freud introduced
his work to the world in The Interpretation of Dreams, he began
with that great epigraph from Virgil which said it all: "If I cannot
bend the Gods above, then I will move the Infernal regions." The
compensation was inevitable--if not above, then from below.
Thus the modern condition begins as a Promethean movement toward human
freedom, toward autonomy from the encompassing matrix of nature, toward
individuation from the collective, yet gradually and ineluctably the Cartesian-Kantian
condition evolves into a Kafka-Beckett-like state of existential isolation
and absurdity--an intolerable double bind leading to a kind of deconstructive
frenzy. And again, the existential double bind closely mirrors the infant's
situation within the birthing mother: having been symbiotically united
with the nourishing womb, growing and developing within that matrix, the
beloved center of an all-comprehending supportive world, yet now alienated
from that world, constricted by that womb, forsaken, crushed, strangled,
and expelled in a state of extreme confusion and anxiety--an inexplicably
incoherent situation of profound traumatic intensity.
Yet full experience of this double bind, of this dialectic between the
primordial unity on the one hand and the birth labor and subject-object
dichotomy on the other, unexpectedly brings forth a third condition: a
redemptive reunification of the individuated self with the universal matrix.
Thus the child is born and embraced by the mother, the liberated hero
ascends from the underworld to return home after his far-flung odyssey.
The individual and the universal are reconciled. The suffering, alienation,
and death are now comprehended as necessary for birth, for the creation
of the self: O Felix Culpa. A situation that was fundamentally
unintelligible is now recognized as a necessary element in a larger context
of profound intelligibility. The dialectic is fulfilled, the alienation
redeemed. The rupture from Being is healed. The world is rediscovered
in its primordial enchantment. The autonomous individual self has been
forged and is now reunited with the ground of its being.
The Evolution of World Views
All of this suggests that another, more sophisticated and comprehensive
epistemological perspective is called for. Although the Cartesian-Kantian
epistemological position has been the dominant paradigm of the modern
mind, it has not been the only one, for at almost precisely the same time
that the Enlightenment reached its philosophical climax in Kant, a radically
different epistemological perspective began to emerge--first visible in
Goethe with his study of natural forms, developed in new directions by
Schiller, Schelling, Hegel, Coleridge, and Emerson, and articulated within
the past century by Rudolf Steiner. Each of these thinkers gave his own
distinct emphasis to the developing perspective, but common to all was
a fundamental conviction that the relation of the human mind to the world
was ultimately not dualistic but participatory.
In essence this alternative conception did not oppose the Kantian epistemology
but rather went beyond it, subsuming it in a larger and subtler understanding
of human knowledge. The new conception fully acknowledged the validity
of Kant's critical insight, that all human knowledge of the world is in
some sense determined by subjective principles; but instead of considering
these principles as belonging ultimately to the separate human subject,
and therefore not grounded in the world independent of human cognition,
this participatory conception held that these subjective principles are
in fact an expression of the world's own being, and that the human mind
is ultimately the organ of the world's own process of self-revelation.
In this view, the essential reality of nature is not separate, self-contained,
and complete in itself, so that the human mind can examine it "objectively"
and register it from without. Rather, nature's unfolding truth emerges
only with the active participation of the human mind. Nature's reality
is not merely phenomenal, nor is it independent and objective; rather,
it is something that comes into being through the very act of human cognition.
Nature becomes intelligible to itself through the human mind.
In this perspective, nature pervades everything, and the human mind in
all its fullness is itself an expression of nature's essential being.
And it is only when the human mind actively brings forth from within itself
the full powers of a disciplined imagination and saturates its empirical
observation with archetypal insight that the deeper reality of the world
emerges. A developed inner life is therefore indispensable for cognition.
In its most profound and authentic expression, the intellectual imagination
does not merely project its ideas into nature from its isolated brain
corner. Rather, from within its own depths the imagination directly contacts
the creative process within nature, realizes that process within itself,
and brings nature's reality to conscious expression. Hence the imaginal
intuition is not a subjective distortion but is rather the human fulfillment
of that reality's essential wholeness, which had been rent asunder by
the dualistic perception. The human imagination is itself part of the
world's intrinsic truth; without it the world is in some sense incomplete.
Both major forms of epistemological dualism--the conventional precritical
and the post-Kantian critical conceptions of human knowledge--are here
countered and synthesized. On the one hand, the human mind does not just
produce concepts that "correspond" to an external reality. Yet
on the other hand, neither does it simply "impose" its own order
on the world. Rather, the world's truth realizes itself within and through
the human mind.
This participatory epistemology, developed in different ways by Goethe,
Hegel, Steiner, and others, can be understood not as a regression to naive
participation mystique, but as the dialectical synthesis of the
long evolution from the primordial undifferentiated consciousness through
the dualistic alienation. It incorporates the postmodern understanding
of knowledge and yet goes beyond it. The interpretive and constructive
character of human cognition is fully acknowledged, but the intimate,
interpenetrating and all-permeating relationship of nature to the human
being and human mind allows the Kantian consequence of epistemological
alienation to be entirely overcome. The human spirit does not merely prescribe
nature's phenomenal order; rather, the spirit of nature brings forth its
own order through the human mind when that mind is employing its
full complement of faculties--intellectual, volitional, emotional, sensory,
imaginative, aesthetic, epiphanic. In such knowledge, the human mind "lives
into" the creative activity of nature. Then the world speaks its
meaning through human consciousness. Then human language itself can be
recognized as rooted in a deeper reality, as reflecting the universe's
unfolding meaning. Through the human intellect, in all its personal individuality,
contingency, and struggle, the world's evolving thought-content achieves
conscious articulation. Yes, knowledge of the world is structured by the
mind's subjective contribution; but that contribution is teleologically
called forth by the universe for its own self-revelation. Human thought
does not and cannot mirror a ready-made objective truth in the world;
rather, the world's truth achieves its existence when it comes to birth
in the human mind. As the plant at a certain stage brings forth its blossom,
so does the universe bring forth new stages of human knowledge. And, as
Hegel emphasized, the evolution of human knowledge is the evolution of
the world's self-revelation.
Such a perspective suggests of course that the Cartesian-Kantian paradigm,
and thus the epistemologically enforced double bind of modern consciousness,
is not absolute. But if we take this participatory epistemology, and if
we combine it with Grof's discovery of the perinatal sequence and its
underlying archetypal dialectic, then a more surprising conclusion is
suggested: namely, that the Cartesian-Kantian paradigm, and indeed the
entire trajectory into alienation taken by the modern mind, has not been
simply an error, an unfortunate human aberration, a mere manifestation
of human blindness, but has rather reflected a much deeper archetypal
process impelled by forces beyond the merely human. For in this view,
the powerful contraction of vision experienced by the modern mind has
itself been an authentic expression of nature's unfolding, a process enacted
through the growingly autonomous human intellect, and now reaching a highly
critical stage of transfiguration. From this perspective, the dualistic
epistemology derived from Kant and the Enlightenment is not simply the
opposite of the participatory epistemology derived from Goethe and Romanticism,
but is rather an important subset of it, a necessary stage in the evolution
of the human mind. And if this is true, several long-standing philosophical
paradoxes may now be cleared up.
I shall focus here on one especially significant area. Much of the most
exciting work in contemporary epistemology has come from philosophy of
science, above all from the work of Popper, Kuhn, and Feyerabend. Yet
despite this work, or rather because of this work, which has revealed
in so many ways the relative and radically interpretive nature of scientific
knowledge, philosophers of science have been left with two notoriously
fundamental dilemmas--one left by Popper, the other by Kuhn and Feyerabend.
With Popper the problem of scientific knowledge left by Hume and Kant
was brilliantly explicated. For Popper, as for the modern mind, man approaches
the world as a stranger--but a stranger who has a thirst for explanation,
and an ability to invent myths, stories, theories, and a willingness to
test these. Sometimes, by luck and hard work and many mistakes, a myth
is found to work. The theory saves the phenomena; it is a lucky guess.
And this is the greatness of science, that through an occasionally fortunate
combination of rigor and inventiveness, a purely human conception can
be found to work in the empirical world, at least temporarily. Yet a gnawing
question remains for Popper: How, in the end, are successful conjectures,
successful myths, possible? How does the human mind ever acquire genuine
knowledge if it's just a matter of projected myths that are tested? Why
do these myths ever work? If the human mind has no access to a priori
certain truth, and if all observations are always already saturated by
uncertified assumptions about the world, how could this mind possibly
conceive a genuinely successful theory? Popper answered this question
by saying that, in the end, it is "luck"--but this answer has
never satisfied. For why should the imagination of a stranger ever
be able to conceive merely from within itself a myth that works so splendidly
in the empirical world that whole civilizations can be built on it (as
with Newton)? How can something come from nothing?
I believe there is only one plausible answer to this riddle, and it is
an answer suggested by the participatory epistemological framework outlined
above: namely, that the bold conjectures and myths that the human mind
produces in its quest for knowledge ultimately come from something far
deeper than a purely human source. They come from the wellspring of nature
itself, from the universal unconscious that is bringing forth through
the human mind and human imagination its own gradually unfolding reality.
In this view, the theory of a Copernicus, a Newton, or an Einstein is
not simply due to the luck of a stranger; rather, it reflects the human
mind's radical kinship with the cosmos. It reflects the human mind's pivotal
role as vehicle of the universe's unfolding meaning. In this view, neither
the postmodern skeptic nor the perennialist philosopher is correct in
their shared opinion that the modern scientific paradigm is ultimately
without any cosmic foundation. For that paradigm is itself part of a larger
evolutionary process.
We can now also suggest a resolution to that fundamental problem left
by Kuhn--the problem of explaining why in the history of science one paradigm
is chosen over another if paradigms are ultimately incommensurable, if
they cannot ever be rigorously compared. As Kuhn has pointed out, each
paradigm tends to create its own data and its own way of interpreting
those data in a manner that is so comprehensive and self-validating that
scientists operating within different paradigms seem to exist in altogether
different worlds. Although to a given community of scientific interpreters,
one paradigm seems to be superior to another, there is no way of justifying
that superiority if each paradigm governs and saturates its own data base.
Nor does any consensus exist among scientists concerning a common measure
or value--such as conceptual precision, or coherence, or breadth, or simplicity,
or resistance to falsification, or congruence with theories used in other
specialties, or fruitfulness in new research findings--that could be used
as a universal standard of comparison. Which value is considered most
important varies from one scientific era to another, from one discipline
to another, even between individual research groups. What, then, can explain
the progress of scientific knowledge if, in the end, each paradigm is
selectively based on differing modes of interpretation and different sets
of data and different scientific values?
Kuhn has always answered this problem by saying that ultimately the decision
lies with the ongoing scientific community, which provides the final basis
of justification. Yet, as many scientists have complained, this answer
seems to undercut the very foundation of the scientific enterprise, leaving
it to the mercy of sociological and personal factors that subjectively
distort the scientific judgment. And indeed, as Kuhn himself has demonstrated,
scientists generally do not in practice fundamentally question
the governing paradigm or test it against other alternatives, for many
reasons--pedagogical, socioeconomic, cultural, psychological--most of
them unconscious. Scientists, like everyone else, are attached to their
beliefs. What, then, ultimately explains the progression of science from
one paradigm to another? Does the evolution of scientific knowledge have
anything to do with "truth," or is it a mere artifact of sociology?
And more radically, with Paul Feyerabend's dictum that "anything
goes" in the battle of paradigms: If anything goes, then why
ultimately does one thing go rather than another? Why is any scientific
paradigm judged superior? If anything goes, why does anything go at all?
The answer I am suggesting here is that a paradigm emerges in the history
of science, it is recognized as superior, as true and valid, precisely
when that paradigm resonates with the current archetypal state of the
evolving collective psyche. A paradigm appears to account for more data,
and for more important data, it seems more relevant, more cogent, more
attractive, fundamentally because it has become archetypally appropriate
to that culture or individual at that moment in its evolution. And the
dynamics of this archetypal development appear to be essentially identical
to the dynamics of the perinatal process. Kuhn's description of the ongoing
dialectic between normal science and major paradigm revolutions strikingly
parallels the perinatal dynamics described by Grof: The pursuit of knowledge
always takes place within a given paradigm, within a conceptual matrix--a
womb that provides an intellectually nourishing structure, that fosters
growth and increasing complexity and sophistication--until gradually that
structure is experienced as constricting, a limitation, a prison, producing
a tension of irresolvable contradictions, and finally a crisis is reached.
Then some inspired Promethean genius comes along and is graced with an
inner breakthrough to a new vision that gives the scientific mind a new
sense of being cognitively connected--reconnected--to the world: an intellectual
revolution occurs, and a new paradigm is born. Here we see why such geniuses
regularly experience their intellectual breakthrough as a profound illumination,
a revelation of the divine creative principle itself, as with Newton's
exclamation to God, "I think Thy thoughts after Thee!" For the
human mind is following the numinous archetypal path that is unfolding
from within it.
And here we can see why the same paradigm, such as the Aristotelian or
the Newtonian, is perceived as a liberation at one time and then a constriction,
a prison, at another. For the birth of every new paradigm is also
a conception in a new conceptual matrix, which begins the process
of gestation, growth, crisis, and revolution all over again. Each paradigm
is a stage in an unfolding evolutionary sequence, and when that paradigm
has fulfilled its purpose, when it has been developed and exploited to
its fullest extent, then it loses its numinosity, it ceases to be libidinally
charged, it becomes felt as oppressive, limiting, opaque, something to
be overcome--while the new paradigm that is emerging is felt as a liberating
birth into a new, luminously intelligible universe. Thus the ancient symbolically
resonant geocentric universe of Aristotle, Ptolemy, and Dante gradually
loses its numinosity, becomes seen as a problem full of contradictions,
and with Copernicus and Kepler that numinosity is fully transferred to
the heliocentric cosmos. And because the evolution of paradigm shifts
is an archetypal process, rather than merely either a rational-empirical
or a sociological one, this evolution takes place historically both from
within and without, both "subjectively" and "objectively."
As the inner gestalt changes in the cultural mind, new empirical evidence
just happens to appear, pertinent writings from the past suddenly are
unearthed, appropriate epistemological justifications are formulated,
supportive sociological changes coincidentally take place, new technologies
become available, the telescope is invented and just happens to fall into
Galileo's hands. As new psychological predispositions and metaphysical
assumptions emerge from within the collective mind, from within many individual
minds simultaneously, they are matched and encouraged by the synchronistic
arrival of new data, new social contexts, new methodologies, new tools
that fulfill the emerging archetypal gestalt.
And as with the evolution of scientific paradigms, so with all forms of
human thought. The emergence of a new philosophical paradigm, whether
that of Plato or Aquinas, Kant or Heidegger, is never simply the result
of improved logical reasoning from the observed data. Rather, each philosophy,
each metaphysical perspective and epistemology, reflects the emergence
of a global experiential gestalt that informs that philosopher's vision,
that governs his or her reasoning and observations, and that ultimately
affects the entire cultural and sociological context within which the
philosopher's vision is taking form.
For the very possibility of a new world view's appearance rests on the
underlying archetypal dynamic of the larger culture. Thus the Copernican
revolution that emerged during the Renaissance and Reformation perfectly
reflected the archetypal moment of modern humanity's birth out of the
ancient-medieval cosmic-ecclesiastical womb. And at the other end, the
twentieth century's massive and radical breakdown of so many structures--cultural,
philosophical, scientific, religious, moral, artistic, social, economic,
political, atomic, ecological--all this suggests the necessary deconstruction
prior to a new birth. And why is there evident now such a widespread and
constantly growing collective impetus in the Western mind to articulate
a holistic and participatory world view, visible in virtually every field?
The collective psyche seems to be in the grip of a powerful archetypal
dynamic in which the long-alienated modern mind is breaking through, out
of the contractions of its birth process, out of what Blake called its
"mind-forg'd manacles," to rediscover its intimate relationship
with nature and the larger cosmos.
And so we can recognize a multiplicity of these archetypal sequences,
with each scientific revolution, each change of world view; yet perhaps
we can also recognize one overall archetypal dialectic in the evolution
of human consciousness that subsumes all of these smaller sequences, one
long metatrajectory, beginning with the primordial participation mystique
and, in a sense, culminating before our eyes. In this light, we can better
understand the great epistemological journey of the Western mind from
the birth of philosophy out of the mythological consciousness in ancient
Greece, through the classical, medieval, and modern eras, to our own postmodern
age: the extraordinary succession of world views, the dramatic sequence
of transformations in the human mind's apprehension of reality, the mysterious
evolution of language, the shifting relationships between universal and
particular, transcendent and immanent, concept and percept, conscious
and unconscious, subject and object, self and world--the constant movement
toward differentiation, the gradual empowerment of the autonomous human
intellect, the slow forging of the subjective self, the accompanying disenchantment
of the objective world, the suppression and withdrawal of the archetypal,
the constellating of the human unconscious, the eventual global alienation,
the radical deconstruction, and finally, perhaps, the emergence of a dialectically
integrated, participatory consciousness reconnected to the universal.
But to do justice to this complex epistemological progression and to the
other great dialectical trajectories of Western intellectual and spiritual
history that have paralleled it--cosmological, psychological, religious,
existential--would require another book altogether. Instead, I would like
to conclude with a brief, very broad overview of this long historical
evolution, a kind of archetypal metanarrative, applying on a large scale
the insights and perspectives that have been set forth in the foregoing
discussion.
Bringing It All Back Home
Many generalizations could be made about the history of the Western mind,
but today perhaps the most immediately obvious is that it has been from
start to finish an overwhelmingly masculine phenomenon: Socrates, Plato,
Aristotle, Paul, Augustine, Aquinas, Luther, Copernicus, Galileo, Bacon,
Descartes, Newton, Locke, Hume, Kant, Darwin, Marx, Nietzsche, Freud....The
Western intellectual tradition has been produced and canonized almost
entirely by men, and informed mainly by male perspectives. This masculine
dominance in Western intellectual history has certainly not occurred because
women are any less intelligent than men. But can it be attributed solely
to social restriction? I think not. I believe something more profound
is going on here: something archetypal. The masculinity of the Western
mind has been pervasive and fundamental, in both men and women, affecting
every aspect of Western thought, determining its most basic conception
of the human being and the human role in the world. All the major languages
within which the Western tradition has developed, from Greek and Latin
on, have tended to personify the human species with words that are masculine
in gender: anthropos, homo, l'homme, el hombre, l'uomo, chelovek, der
Mensch, man. As the historical narrative in this book has faithfully
reflected, it has always been "man" this and "man"
that--"the ascent of man," "the dignity of man," "man's
relation to God," "man's place in the cosmos," "man's
struggle with nature," "the great achievement of modern man,"
and so forth. The "man" of the Western tradition has been a
questing masculine hero, a Promethean biological and metaphysical rebel
who has constantly sought freedom and progress for himself, and who has
thus constantly striven to differentiate himself from and control the
matrix out of which he emerged. This masculine predisposition in the evolution
of the Western mind, though largely unconscious, has been not only characteristic
of that evolution, but essential to it.
For the evolution of the Western mind has been driven by a heroic impulse
to forge an autonomous rational human self by separating it from the primordial
unity with nature. The fundamental religious, scientific, and philosophical
perspectives of Western culture have all been affected by this decisive
masculinity--beginning four millennia ago with the great patriarchal nomadic
conquests in Greece and the Levant over the ancient matriarchal cultures,
and visible in the West's patriarchal religion from Judaism, its rationalist
philosophy from Greece, its objectivist science from modern Europe. All
of these have served the cause of evolving the autonomous human will and
intellect: the transcendent self, the independent individual ego, the
self-determining human being in its uniqueness, separateness, and freedom.
But to do this, the masculine mind has repressed the feminine. Whether
one sees this in the ancient Greek subjugation and revision of the pre-Hellenic
matrifocal mythologies, in the Judaeo-Christian denial of the Great Mother
Goddess, or in the Enlightenment's exalting of the coolly self-aware rational
ego radically separate from a disenchanted external nature, the evolution
of the Western mind has been founded on the repression of the feminine--
on the repression of undifferentiated unitary consciousness, of the participation
mystique with nature: a progressive denial of the anima mundi,
of the soul of the world, of the community of being, of the all-pervading,
of mystery and ambiguity, of imagination, emotion, instinct, body, nature,
woman--of all that which the masculine has projectively identified as
"other."
But this separation necessarily calls forth a longing for a reunion with
that which has been lost--especially after the masculine heroic quest
has been pressed to its utmost one-sided extreme in the consciousness
of the late modern mind, which in its absolute isolation has appropriated
to itself all conscious intelligence in the universe (man alone is a conscious
intelligent being, the cosmos is blind and mechanistic, God is dead).
Then man faces the existential crisis of being a solitary and mortal conscious
ego thrown into an ultimately meaningless and unknowable universe. And
he faces the psychological and biological crisis of living in a world
that has come to be shaped in such a way that it precisely matches his
world view--i.e., in a man-made environment that is increasingly mechanistic,
atomized, soulless, and self-destructive. The crisis of modern man
is an essentially masculine crisis, and I believe that its resolution
is already now occurring in the tremendous emergence of the feminine in
our culture: visible not only in the rise of feminism, the growing empowerment
of women, and the widespread opening up to feminine values by both men
and women, and not only in the rapid burgeoning of women's scholarship
and gender-sensitive perspectives in virtually every intellectual discipline,
but also in the increasing sense of unity with the planet and all forms
of nature on it, in the increasing awareness of the ecological and the
growing reaction against political and corporate policies supporting the
domination and exploitation of the environment, in the growing embrace
of the human community, in the accelerating collapse of long-standing
political and ideological barriers separating the world's peoples, in
the deepening recognition of the value and necessity of partnership, pluralism,
and the interplay of many perspectives. It is visible also in the widespread
urge to reconnect with the body, the emotions, the unconscious, the imagination
and intuition, in the new concern with the mystery of childbirth and the
dignity of the maternal, in the growing recognition of an immanent intelligence
in nature, in the broad popularity of the Gaia hypothesis. It can be seen
in the increasing appreciation of indigenous and archaic cultural perspectives
such as the Native American, African, and ancient European, in the new
awareness of feminine perspectives of the divine, in the archaeological
recovery of the Goddess tradition and the contemporary reemergence of
Goddess worship, in the rise of Sophianic Judaeo-Christian theology and
the papal declaration of the Assumptio Mariae, in the widely noted
spontaneous upsurge of feminine archetypal phenomena in individual dreams
and psychotherapy. And it is evident as well in the great wave of interest
in the mythological perspective, in esoteric disciplines, in Eastern mysticism,
in shamanism, in archetypal and transpersonal psychology, in hermeneutics
and other non-objectivist epistemologies, in scientific theories of the
holonomic universe, morphogenetic fields, dissipative structures, chaos
theory, systems theory, the ecology of mind, the participatory universe--the
list could go on and on. As Jung prophesied, an epochal shift is taking
place in the contemporary psyche, a reconciliation between the two great
polarities, a union of opposites: a hieros gamos (sacred marriage) between
the long-dominant but now alienated masculine and the long-suppressed
but now ascending feminine.
And this dramatic development is not just a compensation, not just a return
of the repressed, as I believe this has all along been the underlying
goal of Western intellectual and spiritual evolution. For the deepest
passion of the Western mind has been to reunite with the ground of its
being. The driving impulse of the West's masculine consciousness has
been its dialectical quest not only to realize itself, to forge its own
autonomy, but also, finally, to recover its connection with the whole,
to come to terms with the great feminine principle in life: to differentiate
itself from but then rediscover and reunite with the feminine, with the
mystery of life, of nature, of soul. And that reunion can now occur on
a new and profoundly different level from that of the primordial unconscious
unity, for the long evolution of human consciousness has prepared it to
be capable at last of embracing the ground and matrix of its own being
freely and consciously. The telos, the inner direction and goal, of the
Western mind has been to reconnect with the cosmos in a mature participation
mystique, to surrender itself freely and consciously in the embrace of
a larger unity that preserves human autonomy while also transcending human
alienation.
But to achieve this reintegration of the repressed feminine, the masculine
must undergo a sacrifice, an ego death. The Western mind must be willing
to open itself to a reality the nature of which could shatter its most
established beliefs about itself and about the world. This is where
the real act of heroism is going to be. A threshold must now be crossed,
a threshold demanding a courageous act of faith, of imagination, of trust
in a larger and more complex reality; a threshold, moreover, demanding
an act of unflinching self-discernment. And this is the great challenge
of our time, the evolutionary imperative for the masculine to see through
and overcome its hubris and one-sidedness, to own its unconscious shadow,
to choose to enter into a fundamentally new relationship of mutuality
with the feminine in all its forms. The feminine then becomes not that
which must be controlled, denied, and exploited, but rather fully acknowledged,
respected, and responded to for itself. It is recognized: not the objectified
"other," but rather source, goal, and immanent presence.
This is the great challenge, yet I believe it is one the Western mind
has been slowly preparing itself to meet for its entire existence. I believe
that the West's restless inner development and incessantly innovative
masculine ordering of reality has been gradually leading, in an immensely
long dialectical movement, toward a reconciliation with the lost feminine
unity, toward a profound and many-leveled marriage of the masculine and
feminine, a triumphant and healing reunion. And I consider that much of
the conflict and confusion of our own era reflects the fact that this
evolutionary drama may now be reaching its climactic stages. For our time
is struggling to bring forth something fundamentally new in human history:
We seem to be witnessing, suffering, the birth labor of a new reality,
a new form of human existence, a "child" that would be the fruit
of this great archetypal marriage, and that would bear within itself all
its antecedents in a new form. I therefore would affirm those indispensable
ideals expressed by the supporters of feminist, ecological, archaic, and
other countercultural and multicultural perspectives. But I would also
wish to affirm those who have valued and sustained the central Western
tradition, for I believe that this tradition--the entire trajectory from
the Greek epic poets and Hebrew prophets on, the long intellectual and
spiritual struggle from Socrates and Plato and Paul and Augustine to Galileo
and Descartes and Kant and Freud--that this stupendous Western project
should be seen as a necessary and noble part of a great dialectic, and
not simply rejected as an imperialist-chauvinist plot. Not only has this
tradition achieved that fundamental differentiation and autonomy of the
human which alone could allow the possibility of such a larger synthesis,
it has also painstakingly prepared the way for its own self-transcendence.
Moreover, this tradition possesses resources, left behind and cut off
by its own Promethean advance, that we have scarcely begun to integrate--and
that, paradoxically, only the opening to the feminine will enable us to
integrate. Each perspective, masculine and feminine, is here both affirmed
and transcended, recognized as part of a larger whole; for each polarity
requires the other for its fulfillment. And their synthesis leads to something
beyond itself: It brings an unexpected opening to a larger reality that
cannot be grasped before it arrives, because this new reality is itself
a creative act.
But why has the pervasive masculinity of the Western intellectual and
spiritual tradition suddenly become so apparent to us today, while it
remained so invisible to almost every previous generation? I believe this
is occurring only now because, as Hegel suggested, a civilization cannot
become conscious of itself, cannot recognize its own significance, until
it is so mature that it is approaching its own death.
Today we are experiencing something that looks very much like the death
of modern man, indeed that looks very much like the death of Western man.
Perhaps the end of "man" himself is at hand. But man is not
a goal. Man is something that must be overcome--and fulfilled, in the
embrace of the feminine.
The End
The Passion of the Western Mind
by Richard Tarnas
New York: Random House, 1991
©1991 Richard Tarnas
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